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Personnel Hong Kong SFC License Details (ID 110074)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Capital International, Inc.
Rep
Asset management
2009-10-08
2010-04-30
Morgan Stanley Asia Limited
Rep
Advising on corporate finance
2006-05-08
2008-10-23
Rep
Dealing in securities
2006-05-08
2009-02-16