Personnel Hong Kong SFC License Details (ID 110127)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2010-05-03	2011-02-24
	Rep	Dealing in securities	2010-05-03	2011-02-24
FTL Wealth Management (HK) Limited	Rep	Advising on securities	2006-05-06	2009-10-21
Sun Life Hong Kong Limited	Rep	Advising on corporate finance	-	2005-01-31
	Rep	Asset management	-	2005-01-31
	Rep	Advising on securities	-	2006-02-24