Personnel Hong Kong SFC License Details (ID 110143)

Personnel Hong Kong SFC License Details (ID 110143)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Anuenue Capital International Limited	Rep	Advising on corporate finance	2007-05-02	2011-07-27
	Rep	Advising on securities	2007-05-02	2011-07-27
FUBON CAPITAL (HK) LIMITED	Rep	Advising on corporate finance	2005-04-28	2007-04-24
	Rep	Advising on securities	2005-04-28	2007-04-24
	Rep	Advising on corporate finance	2004-03-15	2004-11-01
	Rep	Advising on securities	2004-03-15	2004-11-01
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	-	2004-03-03
	Rep	Advising on securities	-	2004-03-03