Personnel Hong Kong SFC License Details (ID 110168)

Personnel Hong Kong SFC License Details (ID 110168)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TPG Capital, Limited	Rep	Advising on securities	2023-04-11	-
	Rep	Dealing in securities	2023-04-11	-
NewQuest Capital Advisors (HK) Limited	Rep	Asset management	2016-04-06	2017-01-16
CVC Asia Pacific Limited	Rep	Advising on corporate finance	2015-01-15	2016-01-01
	Rep	Advising on securities	2015-01-15	2016-01-01
	Rep	Asset management	2015-01-15	2016-01-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2003-04-01	2004-10-12
	Rep	Asset management	2003-04-01	2004-10-12
	Rep	Advising on corporate finance	2003-04-01	2005-05-04
	Rep	Dealing in securities	2003-04-01	2005-05-04