Personnel Hong Kong SFC License Details (ID 110314)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-11-04	2011-03-10
CASH Wealth Management Limited	Rep	Advising on securities	2009-06-17	2009-08-31
	Rep	Asset management	2009-06-17	2009-08-31
Broadway Wealth Management Limited	Rep	Advising on securities	2009-03-17	2009-04-29
	Rep	Asset management	2009-03-17	2009-04-29
Lion Global Financial Limited	Rep	Asset management	2005-01-14	2008-08-14
	Rep	Advising on securities	2004-09-17	2008-08-14