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Bain, John Lawrie Hong Kong SFC License Details (ID 110317)
Bain, John Lawrie
SFC ID:
AGP534
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
C F C SECURITIES LIMITED
Rep
Advising on securities
2004-08-10
2005-06-21
Rep
Dealing in securities
2004-08-10
2005-06-21
Goldyard Capital Limited
Rep
Advising on securities
-
2004-02-09