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Lim, Dawn Pek Yee Hong Kong SFC License Details (ID 110319)
Lim, Dawn Pek Yee
SFC ID:
AGP538
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS FUTURES (ASIA) LIMITED
Rep
Advising on futures contracts
-
2004-10-14
Rep
Asset management
-
2004-10-14
Rep
Dealing in futures contracts
-
2006-04-01