Personnel Hong Kong SFC License Details (ID 110332)

Personnel Hong Kong SFC License Details (ID 110332)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULLGOAL ASSET MANAGEMENT (HK) LIMITED	RO	Dealing in securities	2014-03-12	-
	RO	Advising on securities	2012-09-24	-
	RO	Asset management	2012-09-24	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-03-06	2009-07-09
CLSA RESEARCH LIMITED	Rep	Advising on securities	2003-08-14	2004-07-13
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2003-08-01
	Rep	Advising on securities	2003-04-01	2003-08-01
	Rep	Providing automated trading services	2003-04-01	2003-08-01
	Rep	Dealing in securities	2003-04-01	2003-08-01