Personnel Hong Kong SFC License Details (ID 110334)

Personnel Hong Kong SFC License Details (ID 110334)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pyramis Global Advisors (Hong Kong) Limited	RO	Advising on securities	2013-11-19	2014-11-21
	RO	Asset management	2013-11-19	2014-11-21
FIDELITY MANAGEMENT &AMP; RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS)	RO	Advising on futures contracts	2010-05-11	2013-12-19
	Rep	Advising on futures contracts	2009-06-19	2010-05-11
	RO	Advising on securities	2009-01-19	2016-07-31
	RO	Asset management	2009-01-19	2016-07-31
	Rep	Advising on securities	2008-10-27	2009-01-19
	Rep	Asset management	2008-10-27	2009-01-19
UBS Asset Management (Hong Kong) Limited	RO	Advising on securities	2003-11-13	2008-09-13
	RO	Asset management	2003-11-13	2008-09-13
	Rep	Advising on securities	-	2003-11-13
	Rep	Asset management	-	2003-11-13