Lam, Tai Lung 林棣濃

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2008-10-14	2009-04-21
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2008-10-14	2009-04-21
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2005-05-09	2006-01-26
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2004-04-02	2007-05-25
FUJI HONG KONG COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2003-12-29	2004-03-30
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-31
	Rep	Asset management	-	2003-08-31
	Rep	Dealing in futures contracts	-	2003-08-31

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2008-10-14	2009-04-21
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2008-10-14	2009-04-21
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2005-05-09	2006-01-26
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2004-04-02	2007-05-25
FUJI HONG KONG COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2003-12-29	2004-03-30
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-31
	Rep	Asset management	-	2003-08-31
	Rep	Dealing in futures contracts	-	2003-08-31