Personnel Hong Kong SFC License Details (ID 110348)

Personnel Hong Kong SFC License Details (ID 110348)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2007-09-24	2010-12-30
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2007-09-24	2010-12-30
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2004-11-26	2007-07-06
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-07-20	2007-07-06
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-02-26
	Rep	Asset management	-	2004-02-26
	Rep	Dealing in futures contracts	-	2004-07-06