Personnel Hong Kong SFC License Details (ID 110351)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FTL Wealth Management (HK) Limited	Rep	Advising on securities	2007-06-06	2010-11-30
Lion Global Financial Limited	Rep	Advising on securities	2006-11-01	2007-03-15
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on corporate finance	-	2004-11-11
	Rep	Asset management	-	2004-11-11
	Rep	Advising on securities	-	2006-10-22