| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2009-03-12 | 2010-04-28 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-11 | 2010-04-28 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-11 | 2010-04-28 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-10-17 | 2004-08-12 |
| Everbright Securities Digital Finance (HK) Limited | Rep | Advising on corporate finance | - | 2003-09-29 |
| Rep | Advising on securities | - | 2003-09-29 |
| Rep | Asset management | - | 2003-09-29 |
| Rep | Providing automated trading services | - | 2003-09-29 |
| Rep | Dealing in securities | - | 2004-08-12 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | - | 2003-07-07 |
| Rep | Advising on corporate finance | - | 2003-09-29 |
| Rep | Advising on securities | - | 2003-09-29 |
| Rep | Asset management | - | 2003-09-29 |
| Rep | Dealing in securities | - | 2004-08-12 |