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Koo, Kan Choy James 顧根財 Hong Kong SFC License Details (ID 110369)
Koo, Kan Choy James 顧根財
SFC ID:
AGP690
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
AXA CHINA REGION INVESTMENT SERVICES LIMITED
Rep
Advising on corporate finance
-
2004-11-11
Rep
Asset management
-
2004-11-11
Rep
Advising on securities
-
2010-02-15