Personnel Hong Kong SFC License Details (ID 110397)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GETTA SECURITIES LIMITED	Rep	Dealing in securities	2009-05-25	2009-11-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-11-17	2009-04-25
	Rep	Advising on securities	2006-11-02	2008-06-30
Sun Life Hong Kong Limited	Rep	Advising on corporate finance	-	2005-01-28
	Rep	Asset management	-	2005-01-28
	Rep	Advising on securities	-	2006-10-11