| HONGKONG BAY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-01-17 | 2022-10-21 |
| RO | Asset management | 2019-01-17 | 2022-10-21 |
| Hongkong Bay Securities Limited | RO | Advising on securities | 2019-01-17 | 2023-02-20 |
| RO | Dealing in securities | 2019-01-17 | 2023-02-20 |
| HONGKONG BAY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-01-15 | 2019-01-17 |
| Rep | Asset management | 2019-01-15 | 2019-01-17 |
| Hongkong Bay Securities Limited | Rep | Advising on securities | 2019-01-15 | 2019-01-17 |
| Rep | Dealing in securities | 2019-01-15 | 2019-01-17 |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2018-06-05 | 2018-12-31 |
| RO | Dealing in securities | 2017-05-29 | 2018-12-31 |
| Hang Tai Asset Management Limited | RO | Advising on futures contracts | 2017-05-25 | 2018-12-31 |
| RO | Advising on securities | 2017-05-25 | 2018-12-31 |
| RO | Asset management | 2017-05-25 | 2018-12-31 |
| Fortune Asset Management Limited (HK) | RO | Advising on securities | 2016-05-26 | 2016-06-15 |
| RO | Asset management | 2016-05-26 | 2016-06-15 |
| Rep | Advising on securities | 2016-05-03 | 2016-05-26 |
| Rep | Asset management | 2016-05-03 | 2016-05-26 |
| ASSET DYNAMIC MANAGEMENT LIMITED | RO | Advising on securities | 2014-08-04 | 2016-04-15 |
| RO | Asset management | 2014-08-04 | 2016-04-15 |
| GRT Capital Management Limited | RO | Advising on futures contracts | 2013-12-11 | 2014-07-11 |
| RO | Advising on securities | 2013-12-11 | 2014-07-11 |
| RO | Asset management | 2013-12-11 | 2014-07-11 |
| Golden Hen Securities and Futures Limited | RO | Dealing in futures contracts | 2010-05-13 | 2014-07-11 |
| RO | Dealing in securities | 2010-05-13 | 2014-07-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Providing automated trading services | - | 2003-08-15 |
| Rep | Asset management | - | 2003-12-09 |
| Rep | Advising on futures contracts | - | 2005-03-21 |
| Rep | Dealing in futures contracts | - | 2009-11-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2005-03-21 |
| Rep | Advising on securities | - | 2005-03-21 |
| Rep | Asset management | - | 2005-03-21 |
| Rep | Dealing in securities | - | 2009-11-11 |