Lau, Oliver Hug Dick 劉克狄 Hong Kong SFC License Details (ID 110739)

Lau, Oliver Hug Dick 劉克狄 Hong Kong SFC License Details (ID 110739)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2003-11-19	2004-05-05
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-11-18
	Rep	Advising on securities	-	2003-11-18
	Rep	Asset management	-	2003-11-18
	Rep	Providing automated trading services	-	2004-05-05
	Rep	Dealing in securities	-	2004-05-05
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-11-18
	Rep	Advising on securities	-	2003-11-18
	Rep	Asset management	-	2003-11-18
	Rep	Providing automated trading services	-	2004-05-05
	Rep	Dealing in securities	-	2004-05-05