| BEAR STEARNS ASIA LIMITED | Rep | Advising on futures contracts | 2008-07-25 | 2009-11-23 |
| Rep | Advising on securities | 2008-07-25 | 2009-11-23 |
| Rep | Dealing in futures contracts | 2008-07-25 | 2009-11-23 |
| Rep | Dealing in securities | 2008-07-25 | 2009-11-23 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-12-06 | 2010-11-02 |
| Rep | Dealing in futures contracts | 2003-12-06 | 2010-11-02 |
| Rep | Advising on corporate finance | - | 2003-12-02 |
| Rep | Asset management | - | 2003-12-02 |
| Rep | Providing automated trading services | - | 2003-12-02 |
| Rep | Advising on securities | - | 2010-11-02 |
| Rep | Dealing in securities | - | 2010-11-02 |
| J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | - | 2003-12-03 |
| Rep | Providing automated trading services | - | 2003-12-03 |
| Rep | Advising on futures contracts | - | 2003-12-06 |
| Rep | Dealing in futures contracts | - | 2003-12-06 |