Personnel Hong Kong SFC License Details (ID 110765)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-11-16	2011-01-29
	Rep	Advising on corporate finance	2009-11-09	2011-01-29
	Rep	Dealing in securities	2009-11-09	2011-01-29
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2007-03-19	2009-08-28
	Rep	Dealing in securities	2007-03-19	2009-08-28
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-03-19	2009-08-28