Personnel Hong Kong SFC License Details (ID 110773)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2007-10-12	2011-04-23
	Rep	Dealing in futures contracts	2007-10-12	2011-04-23
	Rep	Advising on securities	2007-07-09	2011-04-23
	Rep	Dealing in securities	2007-07-09	2011-04-23
DWS Investments Hong Kong Limited	Rep	Advising on securities	2005-08-08	2007-06-01
	Rep	Dealing in securities	2005-08-08	2007-06-01