Personnel Hong Kong SFC License Details (ID 110774)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard & Poor's Investment Advisory Services (HK) Limited	RO	Advising on securities	2010-09-21	2011-11-08
STANDARD &AMP; POOR'S, LLC	RO	Advising on securities	2007-11-30	2010-10-31
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	Rep	Dealing in securities	2006-02-03	2007-08-31