| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| JOY RICH SECURITIES INVESTMENT LIMITED | RO | Advising on securities | 2023-05-08 | - |
| RO | Dealing in securities | 2017-04-25 | - | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2015-02-05 | 2017-03-31 |
| Rep | Dealing in futures contracts | 2012-04-05 | 2015-02-05 | |
| CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2011-11-01 | 2017-03-31 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | Advising on securities | 2011-05-16 | 2011-09-27 |
| RO | Dealing in securities | 2011-05-16 | 2011-09-27 | |
| Rep | Advising on securities | 2011-03-21 | 2011-05-16 | |
| Rep | Dealing in securities | 2011-03-21 | 2011-05-16 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-11-15 | 2011-02-28 |
| CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2008-01-24 | 2011-02-28 |
| EUREKA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-08 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-08 | |
| Rep | Asset management | 2003-04-01 | 2004-01-08 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-04-15 |
No HKMA registrations in the collected records.