Personnel Hong Kong SFC License Details (ID 110790)

Personnel Hong Kong SFC License Details (ID 110790)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WINTONE SECURITIES LIMITED	Rep	Dealing in securities	2005-08-11	2006-11-08
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2005-03-10	2005-08-10
MIB FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-07-02
	Rep	Advising on securities	-	2003-07-02
	Rep	Asset management	-	2003-07-02
	Rep	Dealing in securities	-	2003-07-02
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-07-02
	Rep	Advising on securities	-	2003-07-02
	Rep	Asset management	-	2003-07-02
	Rep	Dealing in securities	-	2005-03-03