Personnel Hong Kong SFC License Details (ID 110793)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wachovia Advisors International Limited	Rep	Advising on securities	2008-04-14	2009-06-02
	Rep	Asset management	2008-04-14	2009-06-02
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	-	2003-08-11
	Rep	Asset management	-	2003-08-11
	Rep	Advising on securities	-	2005-09-10