| SBI Securities (Hong Kong) Limited | RO | Advising on securities | 2018-09-12 | 2025-04-26 |
| RO | Dealing in securities | 2016-03-21 | 2025-04-26 |
| Rep | Dealing in securities | 2016-01-18 | 2016-03-21 |
| Guosen Securities (HK) Brokerage Company, Limited | RO | Advising on futures contracts | 2013-07-10 | 2015-09-18 |
| RO | Advising on securities | 2013-07-10 | 2015-09-18 |
| RO | Dealing in futures contracts | 2013-07-10 | 2015-09-18 |
| RO | Dealing in securities | 2013-07-10 | 2015-09-18 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-01-20 | 2013-05-27 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-01-20 | 2013-05-27 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-12-07 | 2011-08-17 |
| Rep | Dealing in securities | 2009-12-07 | 2011-08-17 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-28 | 2009-10-29 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-10-29 |
| Rep | Dealing in securities | 2008-10-10 | 2009-10-29 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-05-21 | 2008-09-29 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-04-10 | 2008-09-29 |
| Rep | Dealing in securities | 2008-04-10 | 2008-09-29 |
| LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-04-10 | 2008-09-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-05-17 | 2008-03-11 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2005-10-10 | 2008-03-11 |
| Rep | Dealing in securities | 2005-10-10 | 2008-03-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2005-10-10 | 2008-03-11 |
| Rep | Dealing in futures contracts | 2005-10-10 | 2008-03-11 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | - | 2004-01-08 |
| Rep | Asset management | - | 2004-01-08 |
| Rep | Advising on securities | - | 2004-04-17 |
| Rep | Dealing in securities | - | 2005-08-30 |