| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2022-08-15 | - |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-08-25 | 2008-09-09 |
| ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-11-26 | 2005-08-25 |
| RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-05-01 |
| Rep | Advising on securities | 2003-04-01 | 2004-05-01 | |
| Rep | Asset management | 2003-04-01 | 2004-05-01 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-05-01 |
No HKMA registrations in the collected records.