Personnel Hong Kong SFC License Details (ID 110826)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Raffles Assets Management (HK) Co. Limited	Rep	Asset management	2022-08-15	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-08-25	2008-09-09
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2004-11-26	2005-08-25
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2003-04-01	2004-05-01
	Rep	Advising on securities	2003-04-01	2004-05-01
	Rep	Asset management	2003-04-01	2004-05-01
	Rep	Dealing in securities	2003-04-01	2004-05-01