| Nomura Asia Investment (Hong Kong) Limited | RO | Dealing in futures contracts | 2007-10-15 | 2008-04-28 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2007-10-15 | 2008-04-14 |
| RO | Advising on futures contracts | 2007-10-15 | 2008-04-28 |
| RO | Advising on securities | 2007-10-15 | 2008-04-28 |
| RO | Dealing in futures contracts | 2007-10-15 | 2008-04-28 |
| RO | Dealing in securities | 2007-10-15 | 2008-04-28 |
| NOMURA SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2007-10-15 | 2008-04-28 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-05-09 | 2007-10-15 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2007-05-09 | 2007-10-15 |
| Rep | Advising on futures contracts | 2007-05-09 | 2007-10-15 |
| Rep | Advising on securities | 2007-05-09 | 2007-10-15 |
| Rep | Dealing in futures contracts | 2007-05-09 | 2007-10-15 |
| Rep | Dealing in securities | 2007-05-09 | 2007-10-15 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-09 | 2007-10-15 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | - | 2004-07-03 |
| Rep | Asset management | - | 2004-07-03 |
| Rep | Dealing in futures contracts | - | 2004-07-03 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-07-03 |
| Rep | Advising on futures contracts | - | 2004-07-03 |
| Rep | Advising on securities | - | 2004-07-03 |
| Rep | Asset management | - | 2004-07-03 |
| Rep | Dealing in futures contracts | - | 2004-07-03 |
| Rep | Dealing in securities | - | 2004-07-03 |