Personnel Hong Kong SFC License Details (ID 110841)

Personnel Hong Kong SFC License Details (ID 110841)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	RO	Dealing in securities	2011-01-20	2011-03-25
	Rep	Dealing in securities	2009-11-06	2011-01-20
Liquidnet Asia Limited	RO	Providing automated trading services	2007-08-15	2009-06-05
	RO	Dealing in securities	2007-08-15	2009-06-05
Credit Suisse (Hong Kong) Limited	RO	Dealing in securities	2005-06-06	2006-06-09
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2005-06-06	2006-06-09
	Rep	Dealing in futures contracts	2005-06-06	2006-06-09
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	-	2003-08-22
	Rep	Asset management	-	2005-01-03
	Rep	Advising on corporate finance	-	2005-03-31
	Rep	Advising on securities	-	2005-03-31
	Rep	Dealing in securities	-	2006-06-09