| Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2006-02-07 | 2006-03-29 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | - | 2003-11-14 |
| Rep | Asset management | - | 2003-11-14 |
| Rep | Dealing in futures contracts | - | 2005-01-18 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | - | 2005-01-18 |
| Everbright Securities Digital Finance (HK) Limited | Rep | Advising on corporate finance | - | 2003-11-14 |
| Rep | Advising on securities | - | 2003-11-14 |
| Rep | Asset management | - | 2003-11-14 |
| Rep | Providing automated trading services | - | 2003-11-14 |
| Rep | Dealing in securities | - | 2005-01-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | - | 2003-07-07 |
| Rep | Advising on corporate finance | - | 2003-11-14 |
| Rep | Advising on securities | - | 2003-11-14 |
| Rep | Asset management | - | 2003-11-14 |
| Rep | Dealing in securities | - | 2005-01-18 |