| SPARX Asia Investment Advisors Limited | Rep | Asset management | 2006-02-21 | 2009-03-31 |
| Rep | Advising on securities | 2005-06-22 | 2009-03-31 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Advising on futures contracts | - | 2004-02-23 |
| Rep | Asset management | - | 2004-02-23 |
| Rep | Dealing in futures contracts | - | 2004-02-23 |
| UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | - | 2004-02-23 |
| Rep | Advising on futures contracts | - | 2004-02-23 |
| Rep | Advising on securities | - | 2004-02-23 |
| Rep | Asset management | - | 2004-02-23 |
| Rep | Dealing in futures contracts | - | 2004-02-23 |
| Rep | Dealing in securities | - | 2004-02-23 |