Personnel Hong Kong SFC License Details (ID 110862)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TRIVEST ADVISORS LIMITED	RO	Asset management	2010-04-08	-
PRIME CAPITAL MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2005-05-24	2008-07-15
	RO	Asset management	2004-09-15	2008-07-15
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-06
	Rep	Advising on futures contracts	2003-04-01	2004-09-15
	Rep	Advising on securities	2003-04-01	2004-09-15
	Rep	Asset management	2003-04-01	2004-09-15