Personnel Hong Kong SFC License Details (ID 110867)

Personnel Hong Kong SFC License Details (ID 110867)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2007-02-05	2008-01-08
Merrill Lynch Far East Limited	RO	Dealing in securities	2007-02-05	2008-01-08
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-09-22	2008-01-08
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-04-23	2007-02-05
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2003-11-27	2007-02-05
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2003-10-27
	Rep	Advising on securities	-	2003-10-27
	Rep	Asset management	-	2003-10-27
	Rep	Dealing in securities	-	2003-11-18