Personnel Hong Kong SFC License Details (ID 110891)

Personnel Hong Kong SFC License Details (ID 110891)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blue Mountain Bridge Capital Limited	RO	Advising on securities	2022-07-11	-
	RO	Asset management	2022-07-11	-
CMSC PARTNERS LIMITED	RO	Advising on securities	2019-07-04	2022-06-30
	RO	Asset management	2019-04-11	2022-06-30
Zheng He Capital Management Limited	RO	Advising on securities	2017-07-31	2017-12-29
	RO	Asset management	2017-07-31	2017-12-29
	Rep	Advising on securities	2017-06-06	2017-07-31
	Rep	Asset management	2017-06-06	2017-07-31
Azentus Capital Management Limited	RO	Asset management	2011-02-21	2017-03-10
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-07-07	2011-02-16
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2003-04-01	2004-10-13
	Rep	Advising on securities	2003-04-01	2004-10-13
	Rep	Asset management	2003-04-01	2004-10-13
	Rep	Dealing in securities	2003-04-01	2011-02-16