Personnel Hong Kong SFC License Details (ID 110916)

Personnel Hong Kong SFC License Details (ID 110916)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-08-14	2018-07-27
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-07-14	2018-07-27
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-20	2011-08-12
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-04-21	2011-08-12
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-04-21	2010-09-20
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2009-09-16	2010-03-26
OnePlatform Asset Management Limited	Rep	Advising on securities	2009-08-10	2009-09-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-05-22
	Rep	Asset management	-	2003-05-22
	Rep	Dealing in futures contracts	-	2003-05-22