Personnel Hong Kong SFC License Details (ID 110928)

Personnel Hong Kong SFC License Details (ID 110928)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-07-27	2006-05-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2004-07-27	2006-05-01
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2004-05-18	2006-05-01
TVG CAPITAL PARTNERS LIMITED	Rep	Advising on corporate finance	2003-09-05	2004-05-07
	Rep	Advising on securities	2003-09-05	2004-05-07
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-07-16
	Rep	Advising on securities	-	2003-07-16
	Rep	Asset management	-	2003-07-16
	Rep	Providing automated trading services	-	2003-07-16
	Rep	Dealing in securities	-	2003-07-16