Personnel Hong Kong SFC License Details (ID 110934)

Personnel Hong Kong SFC License Details (ID 110934)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HOORAY CAPITAL LIMITED	RO	Advising on corporate finance	2023-03-16	-
Astrum Capital Management Limited (HK)	RO	Advising on corporate finance	2012-09-19	2022-10-14
South West Capital Limited (d2013-12-11)	RO	Advising on corporate finance	2011-11-30	2012-06-29
	Rep	Advising on corporate finance	2011-10-10	2011-11-30
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2006-07-17	2011-04-15
	Rep	Dealing in securities	2006-07-17	2011-04-15
PARTNERS CAPITAL INTERNATIONAL LIMITED	Rep	Advising on corporate finance	2003-06-09	2006-06-16
	Rep	Dealing in securities	2003-06-09	2006-06-16