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Personnel Hong Kong SFC License Details (ID 110939)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED
Rep
Dealing in securities
2012-07-12
2021-03-05
VISION FINANCE (SECURITIES) LIMITED
Rep
Dealing in securities
2004-04-08
2004-05-27