Personnel Hong Kong SFC License Details (ID 110949)

Personnel Hong Kong SFC License Details (ID 110949)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Henyep Capital Management Limited	RO	Advising on securities	2009-12-22	2010-05-01
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2008-11-03	2009-08-01
Henyep Capital Management Limited	Rep	Advising on securities	2008-02-25	2008-05-10
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Dealing in securities	2006-09-11	2007-04-24
	Rep	Advising on securities	2006-08-25	2007-04-24
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-08-13
	Rep	Advising on securities	-	2004-08-13
	Rep	Asset management	-	2004-08-13
	Rep	Dealing in securities	-	2004-08-13