Personnel Hong Kong SFC License Details (ID 110963)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2018-02-02	-
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2018-02-02	2024-03-11
Merrill Lynch (Asia Pacific) Limited	RO	Advising on securities	2015-02-04	-
	RO	Dealing in securities	2015-02-04	-
Merrill Lynch Far East Limited	RO	Advising on securities	2015-02-04	2024-03-11
	RO	Dealing in securities	2015-02-04	2024-03-11
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2014-09-08	2015-02-04
	Rep	Dealing in securities	2014-09-08	2015-02-04
	Rep	Advising on corporate finance	2014-09-08	2018-02-02
Merrill Lynch Far East Limited	Rep	Advising on securities	2014-09-08	2015-02-04
	Rep	Dealing in securities	2014-09-08	2015-02-04
	Rep	Advising on corporate finance	2014-09-08	2018-02-02
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2014-04-29	2014-06-05
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-12-23	2009-04-16
	Rep	Advising on corporate finance	2008-05-23	2009-04-16
	Rep	Dealing in securities	2008-05-23	2009-04-16
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2007-05-22	2008-05-02
	Rep	Advising on securities	2007-05-22	2008-05-02
	Rep	Dealing in securities	2007-03-23	2008-05-02
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2005-03-04	2007-03-03
Credit Suisse Securities (Hong Kong) Limited	Rep	Asset management	2003-04-01	2005-02-15
	Rep	Advising on corporate finance	2003-04-01	2005-02-25
	Rep	Advising on securities	2003-04-01	2005-02-25