| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-08-27 | 2010-03-17 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-10 | 2010-05-03 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-07-10 | 2005-07-29 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2004-05-18 | 2004-07-06 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-02-27 |
| Rep | Asset management | - | 2004-02-27 | |
| Rep | Dealing in futures contracts | - | 2004-07-06 |