Personnel Hong Kong SFC License Details (ID 110994)

Personnel Hong Kong SFC License Details (ID 110994)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	RO	Advising on securities	2022-06-23	2023-11-13
	RO	Dealing in securities	2022-06-23	2023-11-13
	Rep	Advising on securities	2021-06-10	2022-06-23
	Rep	Dealing in securities	2021-05-20	2022-06-23
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2016-01-27	2021-03-05
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2013-08-19	2015-12-24
	Rep	Dealing in securities	2013-08-19	2015-12-24
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-07	2011-08-02
VC BROKERAGE LIMITED	Rep	Providing automated trading services	-	2003-08-26
	Rep	Advising on corporate finance	-	2003-12-03
	Rep	Advising on securities	-	2003-12-03
	Rep	Asset management	-	2003-12-03
	Rep	Dealing in securities	-	2003-12-04
VC FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-12-03
	Rep	Asset management	-	2003-12-03
	Rep	Dealing in futures contracts	-	2003-12-04