| oOo Securities (HK) Group Limited | Rep | Advising on securities | 2010-03-03 | 2010-05-03 |
| Rep | Dealing in securities | 2010-03-03 | 2010-05-03 |
| PFC INTERNATIONAL COMPANY LIMITED | Rep | Advising on securities | 2010-01-08 | 2010-02-04 |
| Rep | Dealing in securities | 2009-12-14 | 2010-02-04 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-06-12 | 2009-08-18 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-12 | 2009-08-18 |
| Rep | Dealing in securities | 2005-11-10 | 2006-08-18 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2004-01-02 | 2004-03-02 |
| Rep | Dealing in futures contracts | 2004-01-02 | 2006-08-18 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-12-11 |
| Rep | Asset management | - | 2003-12-11 |
| Rep | Dealing in futures contracts | - | 2003-12-11 |