Personnel Hong Kong SFC License Details (ID 111042)

Personnel Hong Kong SFC License Details (ID 111042)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2008-06-30	2009-09-15
	Rep	Providing automated trading services	2008-06-30	2009-09-15
	Rep	Dealing in securities	2008-06-30	2009-09-15
Instinet Alpha Trading Limited	RO	Advising on corporate finance	-	2005-01-27
	RO	Asset management	-	2005-01-27
	RO	Advising on securities	-	2006-07-08
	RO	Providing automated trading services	-	2006-07-08
	RO	Dealing in securities	-	2006-07-08
INSTINET PACIFIC LIMITED	RO	Advising on corporate finance	-	2005-01-27
	RO	Asset management	-	2005-01-27
	RO	Advising on securities	-	2006-07-08
	RO	Providing automated trading services	-	2006-07-08
	RO	Dealing in securities	-	2006-07-08