Personnel Hong Kong SFC License Details (ID 111059)

Personnel Hong Kong SFC License Details (ID 111059)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-05-05	2010-05-18
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-05-05	2010-05-18
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on securities	2006-08-01	2010-03-11
	Rep	Dealing in securities	2006-08-01	2010-03-11
	Rep	Advising on securities	2004-03-05	2006-01-14
	Rep	Dealing in securities	2003-08-22	2006-01-14
VC BROKERAGE LIMITED	Rep	Advising on corporate finance	-	2003-08-18
	Rep	Advising on securities	-	2003-08-18
	Rep	Asset management	-	2003-08-18
	Rep	Providing automated trading services	-	2003-08-18
	Rep	Dealing in securities	-	2003-08-19
VC FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-18
	Rep	Asset management	-	2003-08-18
	Rep	Dealing in futures contracts	-	2003-08-19