| AUSTRAX CAPITAL LIMITED | RO | Advising on corporate finance | 2026-02-04 | - |
| GBA Capital Management Limited | RO | Advising on securities | 2025-03-13 | 2025-06-06 |
| RO | Asset management | 2025-03-13 | 2025-06-06 |
| Rep | Advising on securities | 2025-02-14 | 2025-03-13 |
| Rep | Asset management | 2025-02-14 | 2025-03-13 |
| Harbour Gold Asset Management Limited | RO | Advising on securities | 2024-07-25 | 2025-01-24 |
| RO | Asset management | 2024-07-25 | 2025-01-24 |
| AccFin Corporate Finance Limited | Rep | Advising on corporate finance | 2024-01-22 | 2024-07-24 |
| Huafu International Finance Limited | RO | Advising on corporate finance | 2021-09-15 | 2023-05-15 |
| Rep | Advising on corporate finance | 2021-08-05 | 2021-09-15 |
| Cedarlake Global International Limited | RO | Advising on corporate finance | 2019-09-24 | 2020-09-01 |
| China Enterprise Capital Company Limited | RO | Advising on corporate finance | 2017-12-15 | 2019-04-03 |
| AccFin Corporate Finance Limited | RO | Advising on corporate finance | 2017-05-19 | 2017-11-30 |
| Blue Lotus Capital Advisors Limited | RO | Advising on securities | 2015-10-12 | 2016-02-19 |
| HOORAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-12-11 | 2015-09-01 |
| HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2014-12-11 | 2015-09-01 |
| Golden Jade Capital Limited | RO | Advising on corporate finance | 2013-12-05 | 2014-07-31 |
| Rep | Advising on corporate finance | 2013-12-02 | 2013-12-05 |
| RO | Advising on corporate finance | 2012-03-07 | 2013-07-30 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Advising on corporate finance | 2010-10-18 | 2010-11-17 |
| RO | Dealing in securities | 2010-06-30 | 2010-11-17 |
| Mirae Asset Securities (HK) Limited | Rep | Advising on corporate finance | 2007-10-10 | 2009-05-11 |
| Rep | Dealing in securities | 2007-07-18 | 2009-05-11 |
| FUBON CAPITAL (HK) LIMITED | Rep | Advising on corporate finance | 2007-04-13 | 2007-07-09 |
| Rep | Dealing in securities | 2006-10-12 | 2007-07-09 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2006-09-12 |
| Rep | Dealing in futures contracts | 2003-10-06 | 2006-09-12 |
| CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-10-06 | 2004-03-18 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-10-06 | 2006-09-12 |