Personnel Hong Kong SFC License Details (ID 111064)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Argonaut Securities (Asia) Limited	RO	Advising on corporate finance	2011-09-08	2017-09-20
	RO	Advising on securities	2011-09-08	2017-09-20
	RO	Dealing in securities	2011-09-08	2017-09-20
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Providing automated trading services	-	2003-12-02
	Rep	Advising on securities	-	2010-05-26
	Rep	Dealing in securities	-	2010-05-26