Personnel Hong Kong SFC License Details (ID 111068)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-21	2010-08-12
	Rep	Advising on corporate finance	2008-10-10	2010-08-12
	Rep	Advising on securities	2008-10-10	2010-08-12
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2005-01-17	2008-09-29
	Rep	Advising on securities	2005-01-17	2008-09-29
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2003-12-23	2004-12-08
	Rep	Dealing in securities	2003-12-23	2004-12-08