Personnel Hong Kong SFC License Details (ID 111106)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	RO	Advising on corporate finance	2008-12-05	2009-08-14
	RO	Advising on securities	2008-12-05	2009-08-14
	Rep	Advising on corporate finance	2008-09-17	2008-12-05
	Rep	Advising on securities	2008-09-17	2008-12-05
ROTHSCHILD &AMP; CO HONG KONG LIMITED	RO	Advising on corporate finance	2005-04-27	2006-07-31
	RO	Advising on securities	2005-04-27	2006-07-31