| Aden Financial Group Limited | Rep | Advising on securities | 2026-01-27 | 2026-03-12 |
| Rep | Asset management | 2026-01-27 | 2026-03-12 |
| Rep | Dealing in futures contracts | 2026-01-27 | 2026-03-12 |
| Rep | Dealing in securities | 2026-01-27 | 2026-03-12 |
| EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2024-10-24 | 2025-03-25 |
| RO | Dealing in securities | 2024-10-24 | 2025-12-16 |
| Emperor Wealth Management Limited | RO | Dealing in securities | 2024-01-26 | 2025-11-10 |
| Emperor Asset Management Limited | Rep | Advising on securities | 2023-11-27 | 2025-11-10 |
| Rep | Asset management | 2023-11-27 | 2025-11-10 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-11-27 | 2025-12-16 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2023-06-01 | 2024-10-24 |
| Rep | Dealing in securities | 2023-06-01 | 2024-10-24 |
| Emperor Wealth Management Limited | Rep | Dealing in securities | 2023-06-01 | 2024-01-26 |
| Rep | Advising on securities | 2023-06-01 | 2025-11-10 |
| ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-12-09 | 2023-05-23 |
| Rep | Asset management | 2022-12-09 | 2023-05-23 |
| ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | RO | Dealing in securities | 2019-04-12 | 2022-10-07 |
| Rep | Dealing in securities | 2018-12-10 | 2019-04-12 |
| PO SANG SECURITIES LIMITED | RO | Advising on futures contracts | 2017-03-03 | 2018-11-27 |
| RO | Advising on securities | 2017-03-03 | 2018-11-27 |
| RO | Dealing in futures contracts | 2017-03-03 | 2018-11-27 |
| RO | Dealing in securities | 2017-03-03 | 2018-11-27 |
| Rep | Advising on futures contracts | 2017-01-05 | 2017-03-03 |
| Rep | Advising on securities | 2017-01-05 | 2017-03-03 |
| Rep | Dealing in futures contracts | 2017-01-05 | 2017-03-03 |
| Rep | Dealing in securities | 2017-01-05 | 2017-03-03 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2014-04-03 | 2016-11-30 |
| Rep | Advising on securities | 2014-04-03 | 2016-11-30 |
| Rep | Dealing in futures contracts | 2014-04-03 | 2016-11-30 |
| Rep | Dealing in securities | 2014-04-03 | 2016-11-30 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-01 | 2012-09-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-11-16 | 2011-06-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2010-10-13 | 2011-06-28 |
| Rep | Dealing in securities | 2010-10-13 | 2011-06-28 |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2010-08-02 | 2010-09-18 |
| Delta Asia Wealth Management Limited | Rep | Asset management | 2010-07-14 | 2010-09-18 |
| DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-24 | 2010-09-18 |
| VISION FINANCE INTERNATIONAL COMPANY LIMITED | Rep | Dealing in securities | 2009-04-06 | 2010-05-31 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-11-27 | 2008-11-21 |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | - | 2003-10-15 |
| Rep | Advising on securities | - | 2003-10-15 |
| Rep | Asset management | - | 2003-10-15 |
| Rep | Providing automated trading services | - | 2003-10-15 |
| Rep | Dealing in securities | - | 2008-11-21 |