Ngo, Francois

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2016-03-31	2016-09-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-03-31	2016-09-01
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2012-01-03	2015-09-30
	Rep	Dealing in securities	2012-01-03	2015-09-30
MF Global Hong Kong Limited	Rep	Dealing in futures contracts	2011-10-06	2011-11-11
	Rep	Dealing in securities	2011-10-06	2011-11-11
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2004-07-23	2011-06-17
	Rep	Dealing in securities	2004-07-23	2011-06-17
Newedge Broker Limited	Rep	Providing automated trading services	2003-05-20	2004-06-25
	Rep	Dealing in futures contracts	2003-05-20	2004-06-25
	Rep	Dealing in securities	2003-05-20	2004-06-25

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2016-03-31	2016-09-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-03-31	2016-09-01
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2012-01-03	2015-09-30
	Rep	Dealing in securities	2012-01-03	2015-09-30
MF Global Hong Kong Limited	Rep	Dealing in futures contracts	2011-10-06	2011-11-11
	Rep	Dealing in securities	2011-10-06	2011-11-11
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2004-07-23	2011-06-17
	Rep	Dealing in securities	2004-07-23	2011-06-17
Newedge Broker Limited	Rep	Providing automated trading services	2003-05-20	2004-06-25
	Rep	Dealing in futures contracts	2003-05-20	2004-06-25
	Rep	Dealing in securities	2003-05-20	2004-06-25